Indian securities markets and its role in Indian economy
Structure of Securities market
Money market and its key features
Products traded in the securities market
Types of investors
Issuers
Intermediaries
Regulators and regulatory framework
Trade life cycle
Front office operations
Risk management practices
Surveillance mechanism
Back-office operations
Risk Management practices
Capital adequacy requirements
Client account control
Margin requirements
Compliances and regulatory reporting
Clearing process
Role of clearing agency in clearing of trades
Role of clearing banks in clearing of trades
Role of clearing members / Custodians in clearing of trades
Role of depositories and depository participants in clearing of trades
Clearing process for equities trading
Clearing process for derivatives trading
Settlement cycle
Settlement of Internet based trading and order placed on phone
Settlement of funds
Settlement of securities
Corporate actions adjustment
Auction of securities
Redressal of investor grievance
Procedure of arbitration
Role of appellate arbitration
Services provided by brokers
IPO applications
Mutual fund trading through stock exchange
Portfolio management services provided by brokers
Research reports
Depository services
Margin trading
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